NRS consulting services

Lean into the compliance experts

Is your compliance program ready to meet the demands of today’s regulatory landscape? You don’t have to do it alone. Leverage NRS’ consulting services to assess, test and improve your compliance confidence.


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Mock SEC exams

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Compliance program evaluation

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Annual review

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Anti-money laundering audit

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Cybersecurity review

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Independent compliance consultant review

Identify gaps in your regulatory compliance program

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Partner with NRS

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Let our team become your team

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Register your firm with ease

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Choose NRS and let our experts become your experts

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We understand your challenges.

With a team of former compliance professionals and regulators, we know what it takes to build a culture of compliance.
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We have our finger on the pulse.

We provide continuous insight and applicable best practice solutions to tackle timely regulatory issues with dozens of live and on-demand events throughout the year.
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We are your partner.

For more than 30 years we have been the nation’s leader in compliance and registration products and services for financial services firms, helping guide our clients’ compliance strategy, minimize risk and lower costs.

Frequently Asked Questions

What is included in the general consulting services?
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What is included in the annual review service?
What is included in the anti-money laundering audit?
What is included in the compliance program review?
What is included in the cybersecurity review?
What is included in the independent compliance consultant review?
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What is included in the NRS partnership program?
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Need some expert advice?

Discover how decades of compliance expertise can help your firm mitigate risk and arm against the most rigorous of compliance challenges.